Why Now?
The SEC is working through a very active cycle of policy creation and enforcement. Learn what might be next.
Session Material
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Regulatory View from SEC Leadership*
Tue - Jun, 5 | 8:30 am - 10:00 am
Location: 4A (Convention Center Level 4)
Location: 4A (Convention Center Level 4)
Category: General Session | Secondary Category: Regulations and Governance
The 2012 Election Season has driven into the public mindset a growing sense of the need for regulatory moderation. This comes after three years of increasing legislations, regulations, and enforcement actions. Hear views from past and present SEC leadership as the election cycle rolls on to November.
Due to Federal Government travel restrictions, Director Cross will join via recorded interview.
Moderator/Lead Speaker:
Jeff Morgan, CAE, President & CEO
NIRI
Panelist(s)/Co-Speaker(s):
Brian Breheny, Partner
Skadden, Arps, Slate, Meagher & Flom LLP
Meredith Cross, Director, Corporation Finance Division
U.S. Securities and Exchange Commission
Mary Beth Kissane, Principal
Walek & Associates
Jeff Morgan, CAE, President & CEO
NIRI
Panelist(s)/Co-Speaker(s):
Brian Breheny, Partner
Skadden, Arps, Slate, Meagher & Flom LLP
Meredith Cross, Director, Corporation Finance Division
U.S. Securities and Exchange Commission
Mary Beth Kissane, Principal
Walek & Associates
* Draft description as of 7/3 1:21 pm, subject to change
Contact Tammy Dang (tdang@niri.org) with session inquiries.